Summary
The transaction and entry details display the control points that contributed to each risk score, allowing deeper investigation of the data. From here you can add the entry to your audit plan or mark it as normal.
Learn how to view transaction and entries categorized on different risk levels, and how to leverage that information in an audit plan.
Go to the transaction details
From a transaction
- On the data table, open the View menu and select Transactions.
- Find the transaction you want to drill into, then select it to go to the details page.
The transaction you selected is highlighted in the details table.
All entries within the transaction will also be displayed for your reference.
The MindBridge score, displayed below the details table, is expanded by default so you can see all of the control points included in the score.
From an entry
- On the data table, open the View menu and select Entries.
- Find the entry you want to drill into, then select it to go to the details page.
The entry you selected is highlighted in the details table.
The transaction to which the entry belongs, as well as other any other entries with the transaction, will also be displayed for your reference.
The available risk scores for the entry are displayed below the details table. The risk scores are collapsed so you can quickly compare scores. Click to expand a risk score and reveal the control points included in the score.
Navigate from within the details page
Select rows within the details page to update the associated risk scores below the table. This will allow you to get a holistic view of risk for the transaction and its entries.
View control points in a risk score
A risk score is an aggregate score that combines multiple control point results together. You can see additional details about each control point run within a risk score by selecting the information icon ( ) in the upper-right corner of a control point tile.
About control point information tiles
These information tiles reflect the results of different types of control points:
- Checkmark icon (
) – Indicates that the control point has passed a rules-based test.
- X icon (
) – Indicates that the control point has failed a rules-based test, and therefore may be a strong indication of risk.
- High: % – Indicates that the control point may be a strong indication of risk, based on a statistical or machine learning test, and the risk ranges applied in the library or the analysis settings.
- Medium: % – Indicates that the control point may be a moderate indication of risk, based on a statistical or machine learning test, and the risk ranges applied in the library or the analysis settings.
- Low: % – Indicates that the control point may be a weak indication of risk, based on a statistical or machine learning test, and the risk ranges applied in the library or the analysis settings.
- N/C – Indicates that the control point has a weight of 0, so although it was run against the data, it did not contribute to scoring.
- N/A –Indicates that the control point was not run against the dataset due to missing files or column mappings, and so could not contribute to scoring.
Add a transaction to the audit plan
To add a transaction to the audit plan, use the create task icon ( ) in line with the transaction on the details table.
A pop-up window appears within which you can add the following details:
- Audit Area (required)
- Sample name
- Assertions
- Description
- Assignee
Once you are satisfied, select Create task.
The transaction is added to the General ledger tab of the Audit Plan.
Mark a transaction as normal
To mark a transaction as normal, use the checkmark icon ( ) in line with the transaction on the details table.
A pop-up window appears within which you can add the following details:
- Audit Area (required)
- Sample name
- Assertions
- Description
Once you are satisfied, select Mark as Normal.
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